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COMPLEX
QUESTIONS
FOR FUTURES STUDIES
A
report on the 17th international conference of the
World Futures Studies Federation,
Many
cultures, One World: Globalisation and Local Development,
in Romania, 5-9 September 2001, commissioned by
Futures, a multidisciplinary policy, planning
and futures studies journal published by Elsevier
Science Ltd. See Futures Volume 34, Issue 2, March
2002, Pages 205-212.
The
17th international conference of the World Futures Studies
Federation was held in Brasov, a medieval Saxon trading
town on a high Romanian plain ringed by soaring mountains.
Summer
had just passed and the locals were preparing for
the season to come, the slow rhythm of rural folk
swinging their scythes across their fields as generations
before them have done;the fecund smell of freshly
cut grass drying into winter hay; of potatoes being
dug from the still-warm earth;of smoked ewes-milk
cheeses, sausages and thick salamies hanging from
the rafters; of seed stored for next year's crops.
Such simple acts of faith in a future that's so
deeply rooted in the past.
The
setting seemed idyllic and yet this plateau has
been invaded, conquered, and 'liberated' in more
battles than have ever been recorded. Every imaginable
atrocity has been committed here (and many more
besides), and every human soul has been threatened
with every kind of damnation by the princes and
prophets of some of history's most powerful empires
-- yes, since even before Rome and Byzantium. Because
this town is in Transylvania, a frontier territory
which is both a nineteenth century fiction created
by an Irish novelist, populated with vampires, werewolves
and a particularly nasty Count, and a very
real province of what is now Romania, inhabited
by the descendants of every tribe that has ever
trekked from Asia into Europe, or from Europe towards
the east.
And
we too invaded, another tribe of strangers who brought
with us all the cultural baggage of our own diverse
lives: suitcases and backpacks bursting with all
our unexamined assumptions, conflicting epistemologies
and incommensurable ontologies, even cosmologies.
While some took pride in their 'scholarly detachment'
and so-called 'objectivity', others found it impossible,
even irresponsible to remain 'detached' and 'objective'
about the future. A few even burned with the same
evangelical zeal that must have fired Johannes Honterus,
for example, the first Lutheran minister of Brasov's
thirteenth century Roman basilica, the one with
the six-ton bell that started tolling the hours
each morning before dawn. Dong, Dong, Dong as I
buried my head beneath the pillows.
This
heterogenous tribe of very interesting individuals,
from several different continents and several different
islands in several different seas, arrived to talk
about cultural diversity, local development and
globalisation, as if this trinity were something
new. We stumbled across the medieval cobbles in
our global Nikes and Adidas to check our e-mail
at a local internet cafe, socialised under Coca
Cola umbrellas in the old piata, and stubbed our
cigaretes and cigars (metaphorically at least) in
the Marlboro-branded ashtrays without ever noting
that native Americans were the first to smoke tobacco;
that the coffee we sipped originated in Ethiopia
via Arabia; the pasta we ordered came from Italy
via China, and the tomatoes, corn and Hungarian
paprika in the salad were introduced from the Americas
by Spain's global conquistadors. So many other luxuries
we now take for granted have also been traded (and
taxed) across this plateau: tea, spices, dyes, salt,
fine silks, fine carpets, perfumes; ivory, ebony,
pearls, and even tulip bulbs from Turkey. And some
of Europe's most foundational concepts, which were
begged, bribed, bought or simply plagiarised from
much older civilisations to the east, across thousands
of years of what we now call 'globalisation'. Who
remembered, for example, where zero came from as
you counted those hundreds of thousands, if not
millions of Romanian leis across the counter to
pay your hotel bills and conference fee?
Back
to the past
Ah,
but that hotel, the Aro Palace! That relic from
yet another fallen empire, the one which was to
be the dictatorship of the proletariat, but turned
into something else. Certainly Brasov's proles and
peasants rarely saw the inside of this four-star
institution, with its crystal chandeliers, starched
white table linen and timber panelling, unless,
of course, it was to wash the dishes or sweep the
marble stairs. Because the Aro Palace was built
for the kind of Very Important People who might
spill state secrets into the microphones that were
allegedly hidden in the ashtrays and lampshades!
This exclusivity meant that the workers were generally
spared the indignity of having their most private
conversations monitored in the secret rooms in the
bowels of the building, but only if they remained
in their concrete apartment towers on the outskirts
of town, or in the factories and fields producing
the exports required to pay for their late former
dictator's meglomaniacal excesses.
One
of Nicolae Ceausescu's most 'meglomaniacal excesses',
the Palace of the People, The historic heart of Bucharest
was bulldozed for this building. Photo by Merrill Findlay,
September 2001.
Many
Romanians now recall this grim past with nostalgia
because it at least provided a few certainties in
their lives: a job, somewhere affordable to live,
childcare, a pension ... Today those old certainties
have been replaced by the competition of the global
'free'-market, and, as too many Romanians are discovering,
not everyone is a winner in this new casino economy.
'We had such hopes after the revolution,' one well
educated young Romanian called Magdalena told me,
on behalf of her whole generation. With a monthly
income of $US100 a month, an average middle class
salary, she can afford to rent her own flat in Bucharest
and make regular weekend visits back to her village
in the Transylvanian mountains, so by Romanian standards
her life is very comfortable -- and yet she despairs.
Like many of her compatriots she consoles herself
with dark jokes about Nicolae and Elena Ceausescu
or the alleged corruption of the contemporary political
system, and prays that her country will be accepted
into the European Union as soon as possible. Even
those who are most successful in the global marketplace,
like Transylvania's tourist entrepreneurs in their
Jeep Cherokees and Daewoo minibuses, look to Brussels
for their future salvation.
Fundamental
issues?
It
is such glocal futures that we members of
the World Futures Studies Federation gathered under
the crystal chandeliers of the anachronistic Aro
Palace to discuss, in an underground bunker fitted
out as a 1960s music hall or cabaret, complete with
red velvet curtains, mirrored wall panels, flickering
candles, and lush red velvet-upholstered chairs
neatly arranged around little tables draped in yet
more starched white linen. In front of us a long
row of grey-haired men and one diminutive woman
solemnly sat behind a formidable bank of tables
covered in yet more starched white linen, with an
apparently empty red-velvet chair, which, we were
told by our retiring President, was filled by a
child who is yet unborn: the person to whom we all
must answer. As the morning progressed the white
linen tablecloths looked increasingly like shrouds
for this invisible child and her siblings.
But
this first plenary was about Federation politics,
about diplomacy and ritual: all the Very Important
People who must speak in this 1960s cabaret before
the rest of us could be heard. And so we listened
to what many of us already knew: Romania's 'excruciating'
journey to modernity (evidence of which we could
see all around us); the dilemmas we all face given
the intrinsic unpredictability of a future we humans
are, never-the-less, the collective 'architects'
of; and the impact our species is having on 'the
basic conditions we all depend on'.
Despite
the very best intentions of our guest speakers and
the rest of us 'the basic condition of the patient
has deteriorated' over the last 30 years, we were
told. Oh dear, those white linen shrouds!
But
since the future is unpredictable, and since collectively
we humans are, never-the-less, its architects, neither
those of us alive today, nor that unborn child,
are necessarily doomed. Are we?
This,
I suspect, is the fundamental question Futures Studies
was invented to answer, and the reason the World
Futures Studies Federation was founded in Bucharest
in 1972, when systems theory was the only game in
town and Romania was already a 'Stalinist state',
as one speaker noted. For the then-young humanists
of Europe's New Left, Futures Studies may have been
an antidote to their own deep sense of despair.
'The future' itself may also have seemed much more
certain then, a nice neat linear extrapolation from
'the present'. But after the Cold War failed to
freeze into Nuclear Winter as predicted in the 1960s,
after the world failed to run out of oil in the
1970s as the Club of Rome said it would, and after
the Berlin wall 'collapsed' so unexpectedly in the
late 1980s, and with such apparently unforeseen
consequences, 'making forecasts is now extremely
difficult', as a distinguished Romanian guest observed.
Futures
methodologies
Yet
some 'futurists' still make a handsome living out
of their forecasts, as do some astrologers and soothsayers.
The success rates for both approaches are probably
very similar, although I have no empirical evidence
to support such an heretical suggestion! The Swedes,
Finns, and Eastern Europeans, including the Russians,
seem to have retained their confidence in forecasting
as a futures methodology, however, and presented
some very nice numbers to support their prognoses
- but with a warning that the accuracy of their
forecasts decreased as time increased! The Eastern
Europeans offered their own 'objective approach
to the problem of the future' while acknowledging
that their part of the world still bears the scars
of all those top-down Soviet-style Five Year Plans
which failed to take into account people's diverse
aspirations.
A
couple of Swedes showed us how the age structure
of populations could be used to predict economic
trends, such as periods of inflation and growth.
Not surprisingly this work was commissioned by a
Swedish financial institution, although the World
Bank has also shown an interest, because the demographics
demonstrate, in cold, hard numbers, why developing
countries should invest in their young people by
providing primary health care and education. It
seems obvious, I know, but apparently the Bank and/or
politicians in either developing or donor countries
need more numbers to 'prove' that healthy, well-educated
girls and boys tend to grow into productive middle-aged
adults, who buy a lot, don't cost governments much
to keep and yet pay nearly all the taxes. Which
would be very nice for some developing countries,
especially those that are home to the billions of
people who now live on less than $2 a day, and are
lucky if they ever reach what people in developed
countries consider 'middle aged'.
Governments
all over the world have based their social and economic
polices on all kinds of nice numbers and very pretty
projections prepared by professional forecasters,
but, as the OECD speaker pointed out, this process
has often led to what he politely called 'serious
policy failure'. There was an urgent need for greater
flexibility in policy processes to take into account
the increased complexities and uncertainties associated
with globalisation, he said.
The
OECD's alternative to forecasting was a 'territorial
prospective process' involving the full democratic
participation of all regional stakeholders. From
the OECD's perspective this process is, in itself,
a form of 'territorial governance'. A number of
other practising futures-workers within the Federation
reported on their own involvement in such processes,
notably in Belgium and France, although they emphasised
that full participative democracy was not possible
within existing political systems, so opted for
what one speaker called 'deliberative democracy'.
Most
conference participants seemed to conceive Futures
Studies as a 'symbolic domain' and 'a catalyst to
engage in a process of forward design'. For them
'the future' was inherently unpredictable, a very
fuzzy 'zone of engagement and influence', or 'networks
of possibilities' emerging from 'multiple pasts'
and many 'converging presents'. Instead of forecasting,
they spoke of back-casting, even middle-casting,
or about our 'innate human capacity' for foresight.
While many used scenarios as a way of developing
models of alternative futures, they remained critical
of this methodology. As a Greek environmental planner
noted, normative scenarios, in particular, often
fail to take into account significant global factors,
while, at the other end of the scale, global scenarios
were 'disconnected from vitally important local
factors'. And, of course, as a French speaker
emphasised, scenarios, indeed all futures tools,
remain subject to the GIGO Effect (Garbage In Garbage
Out)!
For
many people working with local communities one of
the most difficult and messiest challenges is turning
scenarios into sustainable development strategies
and then trying to achieve community consensus to
implement these strategies. While some kind of general
community consensus is a fundamental prerequisite
for any implementation phase, 'consensus is at the
expense of new ideas', which is very dangerous when
communities 'need to manage complexity and uncertainty',
as the environmental planner observed. Other participants
from Australia, Belgium, Britain, Canada, Finland,
France, India and the Philippines, all of whom were
doing both practical and theoretical futures work
with local and regional communities, expressed their
own concerns about the limitations of conventional
futures methodologies and called for new tools,
which, as a one speaker expressed it, 'go deeply
into our human core.'
These
and other speakers also called for new questions
for these new times. Questions like What makes people
believe that one scenario is possible and another
is not, and how can we integrate these psychological
factors into our decision-making and evaluation
processes? Or How do you open communities up to
new ideas and possibilities and still achieve the
consensus required for sustainable development?
How do you convince people that the future is important
when they have no sense of it, or no belief in their
own power to effect change? And those deeper 'human
core' type questions about subjectivities, values,
perceptions, belief systems, language. About making
new meanings together. About difference. About engaging
with the 'Other' while changing ourselves.
About equity, gender, justice and peace.
What's
new about Globalisation?
That
the complexity and uncertainty associated with globalisation
was highlighted as a primary challenge for Futures
Studies is hardly surprising, but is there anything
new about what we're now experiencing, or is 'globalisation'
merely 'a cheap explanation' for the powerlessness
so many people are feeling in their lives, as one
Romanian participant asked.
Another
speaker quoted a rather famous but now-deceased
'futures thinker' who observed that 'Before all
events were separated, and now everything is brought
together'. We all nodded at these words, but they
were written in Latin 22 centuries ago, by Polybius,
a Greek historian who accompanied a Roman general,
Scipio Africanus the Younger, on his campaign against
Carthage, and later wrote the 4O volume Universal
History justifying Rome's conquest of so much
of Europe, southwest Asia and north Africa. His
words could also have been written in Pali, Persian,
Greek, Chinese, Turkish, Arabic or in many other
languages across the millennia. Post-1492 they could
also have been written in Spanish or Portuguese;
or later in Dutch; or French, and, in more recent
times, in this 'mongel language' English. So what's
so different about now?
Some
argued that the movement of $1.5 trillion of promiscuous
capital around the planet every day is different,
although others pointed out that the level of foreign
trade and investment was significantly higher in
the later nineteenth or early twentieth centuries.
(Remember cotton, coffee, cocoa, opium, rubber,
tea, wool, whale oil and all those other colonial
commodities, including convicts, slaves and guns?)
The global movement of people was also much higher
in these periods, as it was in the middle of the
twentieth century when the immigration policies
of the United States, Canada, Australia and New
Zealand encouraged millions to voluntarily leave
their homelands, while, at the same time, various
decolonisation and nation-building processes were
displacing others within their own territories,
forcing them to become refugees.
The
movement of people has now slowed to a relative
trickle, while capital continues to gush around
the planet at electronic speeds -- which means investors
can instantly shift their money to wherever they
can make the greatest profit, while local communities
just have to cop the consequences, as many speakers
pointed out.
But
what's truly new about the contemporary phenomenon
we call 'globalisation', according to another expert,
is this: that today we live in a world in which
a child in the most isolated place 'will go for
a Coca Cola, even a malnutritioned child.'
This
simple statement highlights what many people consider
one of the most fundamental dilemmas of our time:
that while Western corporations do indeed have a
global and even predatory reach, the benefits of
such influence are so unequally distributed amongst
this planet's 'stakeholders'. If Coca Cola and its
sibling multinationals can change people's behaviour
in even the most isolated and poorest places, one
might ask, then why is it that even a single child
on the planet remains malnourished? Or, to pose
the question in a more sophisticated way, Qui
bono? Who benefits?
Given
the diverse, even conflicting perspectives from
which Federation members view the world, and the
many different development theories they subscribe
to, there are probably many answers even to this
simple question, with enough theoretical justifications
to fuel many bonfires long into many Transylvanian
nights. One faction, for example, fears that the
terms 'globalisation' and 'development' have come
to mean 'Westernisation', an all-embracing neo-colonising
concept that leaves no space for those of us who
view the 'globe' as a whole planet rather than a
marketplace, with ourselves not as consumers but
rather 'as entities of being'. As people. Nor does
it leave any space for the billions who are not
'in' the West, and who might wish their futures
to proceed along very different paths.
And
what about all the inequalities: that malnourished
child and her bottle of Coca Cola, somewhere in
central Africa, say? Is there a necessary causal
relationship between economic globalisation and
inequality?
No,
argued one old timer, citing his own research in
the Netherlands. It's quite possible to have a very
globalised economy and yet institute social policies
that promote equality, he suggested. Other participants,
from both developing and developed countries, were
quick to express their scepticism, emphasising that
his research only looked at policy outcomes within
a single Westernised state, without considering
the inequalities between countries and regions,
or the impacts of colonisation -- and so the fault
lines within the Federation widened. Most participants
seemed to agree, however, that there were no alternatives
to globalisation, only alternatives within
it. They also agreed that some of these alternatives
just might be empowering even for the most marginalised
cultures and groups within cultures. And, dare I
suggest it, they might even bemore 'ecologically
sustainable', to introduce yet another problematic
term into this necessarily biased report.
Cultural
diversity
The
globalisation discourse seems to have moved on in
the last couple of years from linking economic globalisation
with 'homogenisation', to acknowledging the extraordinary
diversity that exists within nations and amongst
nations. As one speaker suggested, the old homogenisation
argument 'builds on the strong anti-American sentiments
of the MacDonaldisation debate', and assumes that
people are 'passive receivers of cultural influences
and artefacts'. It also assumes that multinationals
are blind to the economic advantages of being sensitive
to local cultures or social movements, when a little
local re-jigging of globally mass-produced products
could result in increased profits for the parent
company! To emphasise this new corporate 'sensitivity'
to cultural diversity one of the Federation's few
free-marketeers mischievously invited us all to
a enjoy a MacTaco in his native Venezuela or a MacFalafel
in Cairo, and, instead of lynching him, many of
us spontaneously laughed! Because nothing is as
simple as it used to be any more! Even in the USA
itself, which, as one US national observed, can
no longer be modelled as a 'melting pot', because
it's so extraordinarily heterogenous, a State of
multiple nations consisting of individuals claiming
multiple identities.
But
'culture' remains a critical futures issue within
the Federation. As a speaker from Taiwain commented
'For people in developing countries, culture is
all we have.' And what happens to local cultures
when the global market intervenes was demonstrated
only too clearly at our conference dinner.
Imagine
a snow-white fort built high on the top of a mountain
in 1580, by one mob of invaders (the Saxons) to
keep another mob out (the Turks). Two bus loads
of new invaders, a long winding road through a dark
sylvanian forest, and at the end, a thimble full
of traditional Hungarian apricot palinka -- because
Transylvania was once part of Hungary. A large white-washed
room with ancient rafters, dummies in shining suits
of armour, miscellaneous weapons of medieval death
and destruction, large canvases mythologising the
past, red velvet and lace curtains hanging from
cheap plastic rings, fake pot plants, contemporary
light fittings, bottles of local pinot noir and
riesling -- and while we eat, the entertainment.
A small orchestra, a soprano in slinky long emerald
green, a bevy of high-heeled dancers, slim and young
and pretty: black mini-dresses with blue tulle frills.
More singers, more popular arias, more costume changes.
A baritone in black-tie, a mezzo-soprano in long
ruby red. By now the orchestra's playing Come
to the cabaret, and the dancers are bopping
a coyly choreographed charlston in body-hugging,
crutch-revealing iridescent blue.
'Is
this real or what?' my dining companion asks. 'It's
unreadable in sociological terms!' She's cringing
because she's remembering all those 'ballet, tap
and acro' classes from her own British past. And
then Gershwin's Porgy and Bess, then Bizet:
Carmen in a red gypsy skirt and a sultry pout, but
she's so good that the surrealism, the unrealism
melts away, the cameras come out, the videos, and
we forget that outside there are real gypsies, or
Roma, attempting to maintain their own cultural
traditions within this new global market place.
And
then silence. The first violin, a small man in a
plain white shirt, red tie and old fashioned Soviet-style
glasses, stands and walks to the centre of the floor.
He lifts his instrument, bends his head towards
it and moves his bow to the strings. He doesn't
smile, he hardly moves. But his music says everything
he needs to say. Throughout the long and difficult
years his country has faced you know this man has
dedicated himself to this: to the music of Romania's
greatest twentieth century composer, George Enescu.
Despite
the circus he is part of, despite all the compromises
he has had to make, all the cliches and lies with
which this restaurant is attempting to woo us new
invaders, this man has maintained his integrity,
and the future of the music he loves is safe. He
hardly acknowledges the applause, simply bows and
returns to his seat. Around him, the conversation
collapses into a Babel of different languages as
we relax back into our own cultures. The pretty
dancers return in yet more flesh-revealing frills
and flounces, the singers with their light opera,
and what's that musac the orchestra's playing? I
heard it in a subway in some other city only a few
days. Or was it on pulp-radio?
We
could have experienced this evening in any country
in the world, except perhaps for the Enescu. What
we were served were a few 'ethnic' bows and baubles
stuck on to a globalised, homogenised, mass-produced
product designed to fool us that we were getting
something authentic. But in the end the pastiche
fooled no-one. If it hadn't been for the first violin,
I for one, would have starved, despite the veal
and apricot sauce. The only consolation would have
been that we'd helped the dancers, singers and musicians
pay the rent for another week, because we did nothing
to support Transylvania's rich and complex cultural
diversity. We only helped propagate a lie.
End
note
As
we were returning from Brasov to our various homes
and miscellaneous other destinations, several small
groups of 'strategic planners' were implementing
their own futures scenarios from several airports
in North America. They didn't worry about achieving
community consensus before implementation, they
simply believed in their own power to effect change.
And they did. The World Trade Centre, the symbol
of everything people both hate and love about economic
globalisation is, as I write, a heap of rubble,
the tomb of 3-4,000 people.
The
next WFSF conference will be near the city of Hiroshima.
This name too lives in our memories, as a blinding
flash of light, a mushroom cloud that changed the
future. Is there anyone now who really believes
it's OK to be 'objective' and 'detached' about how
this next century might proceed? Is there anyone
who would dare predict it? And is there anyone who
doesn't feel an urgency, a deeply human need to
do everything most wisely possible to ensure that
their worst-case scenarios are not fulfilled?
Because
if you don't, what are you going to say to that
invisible child still waiting to be born in that
red velvet chair back in the Aro Palace bunker?
Or even to that malnourished little girl now drinking
her Coke somewhere in central Africa, she who so
defines this time we're living through? What are
you going to answer to them?
Merrill Findlay
Budapest, September 2001. Published in Futures,
March 2002.
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